TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
Dialight Plc
2. Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
Invicta Capital Management, LLC
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction (and date on which the threshold is crossed or reached):
20 March 2015
6. Date on which issuer notified:
24 March 2015
7. Threshold(s) that is/are crossed or reached:
Below 3%
8. Notified details:
A: Voting rights attached to shares
|
Class/type of shares
|
Situation previous to the Triggering transaction
|
Resulting situation after the triggering transaction.
|
|
Number of shares
|
Number of voting rights
|
Number of shares
|
Number of voting rights
|
% of voting rights
|
|
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|
GB0033057794
|
1,000,000
|
1,000,000
|
900,000
|
900,000
|
N/A
|
2.77%
|
N/A
|
B: Financial Instruments
|
Resulting situation after the triggering transaction
|
|
Type of financial instrument
|
Expiration date
|
Exercise/Conversion Period/Date
|
Number of voting rights that my be acquired if the instrument is exercised/converted
|
% of voting rights
|
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
Resulting situation after the triggering transaction
|
|
Type of financial instrument
|
Exercise price
|
Expiration date
|
Exercise/Conversion period
|
Number of voting rights instrument refers to
|
% of voting rights
|
|
|
|
|
|
Nominal
|
Delta
|
|
|
Total (A+B+C)
|
Number of voting rights
|
% of voting rights
|
|
900,000
|
2.77%
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
The shares referred to in section 9 are held in private funds managed by the firm on a discretionary basis under investment management agreements. This disclosure has been calculated based on issued share capital amount 32,503,258.
14. Contact name:
Invicta Capital Management, LLC – Daniel Capozzo (Chief Operating Officer) – +1 646 747 5361
Dialight plc – Nick Giles +44 (0) 1638 778641
Date: 24 March 2014